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Last Updated: June 20, 2024

Privacy Statement and Important Compliance Disclosures and Disclaimers

1. INTRODUCTION.

This Privacy Statement and Important Compliance Disclosures and Disclaimers (“Privacy Statement”) is provided by Nomi Capital LLC and our parent, subsidiary, and affiliate companies (collectively, “Nomi Capital”, “we”, “us”, or “our”) to each visitor (each, a “user,” and specifically you, “you” or “your”) of our owned and operated website, https://nomi-capital.com (the “Website”). Your privacy is very important to Nomi Capital, and to best protect your information, Nomi Capital has adopted this Privacy Notice which applies to any information you submit to Nomi Capital in connection with your access to and/or use of the Website.

2. CHANGES TO THIS PRIVACY STATEMENT.

We reserve the right, at any time and from time to time, for any reason in our sole discretion, to add to, delete, and/or modify any or all the terms and conditions of this Privacy Statement that apply to you. We display the effective date of this Privacy Statement at the top of this page, indicated by the “Last Updated” legend. UNLESS OTHERWISE INDICATED, ANY CHANGES TO THIS PRIVACY STATEMENT WILL APPLY IMMEDIATELY UPON POSTING TO THE WEBSITE. If you use the Website after the changes become effective, it means you are agreeing to be bound by the changes to this Privacy Statement.

3. CHILDREN’S PRIVACY.

The Website is not intended for children younger than thirteen (13) and we do not knowingly collect, share, or sell Personal Information (defined below) from children younger than thirteen (13). If you believe we might be in possession of any information from or about a person younger than thirteen (13), please contact us at info@nomi-capital.com. Visit www.OnGuardOnline.gov for tips from the Federal Trade Commission on protecting children’s privacy online.

4. INFORMATION COLLECTED AND HOW WE COLLECT IT.

We do not collect any information that identifies, relates to, describes, is reasonably capable of being associated with, or could reasonably be linked, directly or indirectly, with you or your household (collectively, “Personal Information”), nor do we receive Personal Information about you from any third parties.

Further, we do not use any log files, cookies, tracking pixels, web beacons, or other automated tracking technologies to collect Personal Information about you or anonymized information about your activity on the Website.  

5. THE PURPOSES FOR WHICH WE USE PERSONAL INFORMATION.

If you submit, or in the future, if we collect, Personal Information through the Website, we may use such Personal Information for the following general purposes:

• To comply with applicable law, including, without limitation, under U.S. federal, state, local, and foreign laws, regulations, rules, judicial or governmental orders or requests, legal process, and treaties (as may be amended from time to time, collectively, “Applicable Law”);

• To provide, analyze, administer, improve, and personalize the Website;

• To communicate with you in connection with the Website, and other products, services, or offerings made available through the Website;

• To send you updates and promotional materials pertaining to Nomi Capital or the Website;

• To identify and authenticate your access to the parts of the Website that you are authorized to access;

• For research and development relating to the Website and the services we make available to you through the Website;

• For electronic direct marketing in compliance with Applicable Law;

• To protect our rights and/or our property and to ensure the technical functionality and security of the Website;

• For the performance of our contract with you or to take steps at your request before entering into a contract; and

• Where you have given actual or constructive consent.

6. HOW WE DISCLOSE PERSONAL INFORMATION.

Because we do not collect any Personal Information on or through the Website, we do not sell,share, lease, rent, or otherwise disclose (as such terms are used under Applicable Law) Personal Information to third parties, and, if we do collect Personal Information through the website in the future, we will not sell, share, lease, rent or otherwise disclose Personal Information about you to any third parties unless we have obtained your express prior consent to do so.

7. ASSIGNMENT OF THIS PRIVACY STATEMENT.

Nomi Capital may assign or transfer its rights and/or delegate its obligations under this Privacy Statement and transfer any Personal Information (to the extent collected by Nomi Capital in the future) to any third-party company or entity that either acquires or is acquired by Nomi Capital, or is merged with or into Nomi Capital, as part of a merger, acquisition, sale, or other change of control.

8. RETENTION OF PERSONAL INFORMATION.

To the extent we collect Personal Information in the future, we will keep your Personal Information while we are providing services to you. Thereafter, subject to any Applicable Law,we may hold Personal Information about you for as long as is necessary:

• To fulfill the purposes described in Section 5 above (“The Purposes For Which We Use Personal Information”), including, without limitation, to comply with Applicable Law; or

• To respond to any questions, complaints, or claims made by you or on your behalf.

To the extent applicable, we will not retain your Personal Information for longer than necessary for the purposes set out in this Privacy Statement.

9. COMPLIANCE DISCLOSURES AND DISCLAIMERS.

Because we do not collect Personal Information about you through the Website, we are not required to comply with the Securities Exchange Commission’s Regulation S-P (as amended, “Regulation S-P”), which sets forth obligations incumbent upon covered entities (as such term is defined under the Securities Exchange Act of 1934) that collect Personal Information about consumers, including obligations to implement (i) an incident response program, (ii) safeguards to protect Personal Information, and (iii) record keeping procedures to document compliance with Regulation S-P. If, in the future, we collect Personal Information about you, we will only do so in compliance with Regulation S-P.

The Website is for general, informational purposes only. The Website is not intended to constitute an offer to sell or buy any securities or other assets, and may not be relied upon in connection with any offer or sale of securities or other assets. The Website is not intended to constitute an offer or promise to undertake, or an offer or solicitation to provide, investment advisory services or any other business.

Nomi Capital makes no representations that any information provided on or through the Websiteis accurate, current, reliable, or complete. You are solely responsible for evaluating the risks and merits regarding the use of the Website and the use of any services referred to on or through the Website. Nomi Capital does not use the Website to provide investment, legal, accounting, tax, or other professional advice, and nothing on or provided on or through the Website is to be deemed a recommendation that you buy, sell, or hold any security or other asset or that you or any other user pursue any investment strategy. If you would like investment, accounting, tax, or legal advice, you should consult with your own advisors with respect to your individual circumstances and needs.

Any transactions listed or described on or through the Website are included as representative transactions and are not necessarily reflective of overall performance. It should not be assumed that any of the transactions discussed on or through the Website were, or will prove to be,profitable or that the investment recommendations or decisions Nomi Capital makes in the future will be profitable or will equal the investment performance of the securities and other assets discussed on or through the Website.

Forward-Looking Statements and Past Performance

The Website may contain forward-looking statements that are based on beliefs, assumptions, current expectations, estimates, and projections about certain investments, the financial industry, the economy generally, Nomi Capital, and/or other factors. These statements are not guarantees of future performance and involve certain risks, uncertainties, and assumptions that are difficult to predict with regard to timing, extent, and likelihood of occurrence. Therefore, actual results and outcomes may materially differ from what may be expressed or forecasted in such forward-looking statements. Furthermore, Nomi Capital does not undertake or accept any obligation to update, amend, or clarify forward-looking statements, whether as a result of new information, future events, or otherwise.

PAST PERFORMANCE IS NOT INDICATIVE OF FUTURE RESULTS; NO REPRESENTATION IS BEING MADE ON OR THROUGH THE WEBSITE THAT ANY INVESTMENT WILL, OR IS LIKELY TO, ACHIEVE PROFITS OR LOSSES, WHETHER SIMILAR TO OR DIFFERENT FROM THOSE ACHIEVED IN THE PAST, OR THAT SIGNIFICANT LOSSES WILL BE AVOIDED.

10. CONTACT US.

If you have any questions about this Privacy Statement, please contact Nomi Capital by email at info@nomi-capital.com.